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PROPOSAL TO IMPLEMENT A WORK-BASED TRAINING AND ASSESSMENT SYSTEM

CERT IV Employment Services

by

Employment and Training Outcomes Pty Ltd

Paul Nixon

 30 August 2006

Contents:
  1. Context and background
  2. A proposal for a work-based learning and assessment system
  3. What are the main features of the new approach to work-based learning?
  4. The qualification
  5. How do you plan to keep track of assessment?
  6. Customisation of resources and systems
  7. The off-job training programs
  8. Recognition of Prior Learning
  9. Where to from here?
  10. Timeframe
  11. Costings

1.  Context and background

Paul Nixon and Graham Evans of Employment and Training Outcomes Pty Ltd wish to outline how Employment and Training Outcomes Pty Ltd (ETO) could assist your company to undertake a staff training and recognition system for relevant staff that would lead to the formal recognition of the competence of their staff for their roles.

Provision of a staff training and recognition system leading to national qualifications for your staff would:

  • Recognise the competence of existing experienced staff through a process of RPL/RCC

  • Provide a simple logging process to track development of new staff ensuring that they receive training and development in their full range of duties and achieve the competencies leading to the issue of a national qualification.

This process of skills recognition and work-based development has been successfully implemented with Group Training Northern Territory (GTNT), including its AAC personnel:

The key driving forces for the initiative for you would be:

  • A realisation that you are in the VET business and should be able to demonstrate a professional approach to the development of your own staff

  • Likely high level of staff interest in obtaining training and formal recognition for the work that they do

  • The need to demonstrate compliance with quality systems underpinning the operations of key parts of the company, including the staff development requirements within the quality standards and contractual arrangements governing the operation of your company.

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2.  A proposal for a work-based learning and assessment system

The ETO consultants Paul and Graham propose that the training and assessment needs of ACCs and their staff be embedded in a work-based "system".  Such a system recognises that competent performance in the workplace is about the utilisation of a suite of competencies to perform to the company's standards consistently over a period of time.  Formal off-job programs are seen as complementary to provide underpinning knowledge to enhance work performance. 

Work-based learning is not new. Approximately 70% of all industry training in Australia takes place in the workplace because most organisations prefer to directly link their training to their goals and workplace practices.  What is new is the opportunity to closely link this work-based learning to the achievement of competency and formal qualifications by staff through:

  • Designing a sequence of defined work tasks, duties and roles that staff will access to develop their skills and then demonstrate competency over time and in a range of contexts. In this way, learning becomes a recognised part of normal work
  • Identifying the relevant evidence of competence (including work outputs) that will flow from the work experience
  • Recognising that team leaders are in the best position to take responsibility to supervise learning and assess competence
  • Recording the completion of work tasks and roles by individual staff in a Learning Journal and using this as evidence of competency

The main advantage of work-based learning is its flexibility. For example:

  • Structured on-the-job learning could include:
    -supervised work experience,
    -shadowing others,
    -secondment,
    -work sharing,
    -completion of projects,
    -coaching and mentoring
  • Structured off-the-job learning could involve:
    -intensive short courses at the workplace or at an external training facility
  • A combination of structured on and off-the-job learning can also be used. The common approach is for the off-the-job component to provide the underpinning knowledge and skills while the on-the-job component provides reinforcement via supervised work experience.

Competency-based assessment is a vital component of work-based learning because staff will be assessed using the completion of workplace activities as the prime source of evidence. Clearly, evidence of competence will also be gathered from a person’s participation in off-the-job training programs but, in the end, this must be coupled with the demonstration of competent performance in the workplace with all the normal problems, pressures and interruptions.

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3.  What are the main features of the new approach to work-based learning?

The proposed work-based learning system consists of:

  • identification of a suite of units of competency from the relevant training packages that describes the skills and knowledge required of competent staff in each operational unit within the company
  • completion of structured work-based learning that is planned and logged in a Learning Journal.  At key stages, the staff member and Team Leader negotiate a Learning Plan that identifies relevant work experience and other learning activities that will support the achievement of competence AND fit in with operational priorities.  Other workshops, seminars, short training courses that will be delivered to provide key underpinning skills
  • a process of competency-based assessment against the standards after a period of demonstrated performance in the workplace, using valid and transparent assessment instruments.

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4.  The qualification

The Certificate IV in Employment Services (CHC40502) from the Community Services Training Package has been developed to cater for the specific needs of AAC staff.  It comprises a suite of core and elective units that reflects the key competencies required of AAC field and senior administrative staff.

Likewise the Certificate IV in Business (employment services) from the business package  has been develop to cater for the specific needs of Jobnetwork, GTO staff etc. It also comprises a suite of core and elective units that reflect the key competencies required of employment services industry staff. 

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5.  How do you plan to keep track of assessment?

An Assessment Kit will be prepared for each ACC qualification.  The Kit sets out what evidence will be collected to demonstrate competence against the competency standards listed for the qualification.  This evidence could include: practical demonstrations (for example, a Team Leader observing the trainee’s interactions with clients), workplace documents prepared by the trainee, log of particular work tasks, reports from Team Leaders and peers and the completion of self-paced learning guides and training courses.  An advantage of the work-based approach is that most of the evidence can be collected as a by-product of normal work.

The consultants will develop templates within the Kit to simplify the collection of evidence.

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6.  Customisation of resources and systems

The consultants believe that one of the keys to a successful work-based development system is the production of resources that are customised to reflect the systems, procedures, outputs and terminology of your company.

The competency standards that make up qualifications have been written in generic and user-unfriendly ways and it is not desirable to expose staff to the raw standards.  It is highly desirable to customise and contextualise the content of the standards to reflect ACC situations, but without affecting the integrity of the standards.

Customisation is achieved by the conduct of a focus group with particular staff with relevant experience and/ or technical knowledge.  The resources will then be written in such a way that users will easily recognise the competencies they must achieve and the evidence they will produce by the language and examples used within the company.

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7.  The off-job training programs

As part of the work-based learning system, the consultants envisage that a series of off-job training sessions be offered to staff to develop their underpinning knowledge and skills to perform effectively in the workplace.  While the selection of training topics is subject to further negotiation with Individual companies , we suggest that the following will enhance the achievement of the Certificate IV qualification: 

  • working in the Employment services area – covering the systems, programs, policies and institutions relevant to the "Employment  and training" industry and OHS
  • managing effective communication and workplace relationships
  • marketing and promotion of services
  • building client relationships and stakeholder networks
  • working effectively with culturally diverse clients and co-workers
  • workplace safety

Note: Off job training is not a mandatory component of the program.

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8.  Recognition of Prior Learning

Recognition of prior learning (RPL) or Recognition of Current Competency involves identifying, collecting and evaluating a portfolio of evidence that covers past relevant learning and work experience.

We propose that experienced personnel be considered for RPL.  An RPL Kit will be provided that will:

  • outline the process
  • provide a template for self-assessment
  • provide templates for gathering other relevant evidence.

The Kit would be customised to your operations and suggest workplace evidence sources that are relevant to a range of roles within your company.

The following diagram illustrates the process.

The Recognition Process

Step 1 Enrol in the Program for the Certificate IV in Employment Services; and arrange a planning interview with your assessor to discuss your self-assessment (and RPL needs) and to compile an Evidence Plan (see Form 1 in Kit).
Step 2 Undertake a self-assessment of current competence to guide your choice of evidence sources (Part B of Kit)
Step 3 Collect the evidence set out in the Evidence Plan.
Step 4 Arrange a Recognition interview and submit your evidence for assessment
Step 5 Attend the formal assessment interview
Step 6

If assessed as Competent receive an award.

If assessed as Not Yet Competent provide the additional evidence requested by the assessor OR complete additional training prior to reassessment.

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9.  Where to from here?

Interested companies should contact Graham or Paul to see how cost effective and simple this process is.

If you decided to proceed the consultants propose a sequenced development pathway as follows:

  • conduct of focus groups within your company to customise the resources currently held ny ETO.
  • conduct of an RPL process for all experienced staff in your company to to identify:

-          staff who are ready for award of the qualification

-          the additional development needs of less experienced existing staff

  • implementation of the Learning Journal for less experienced staff and for new staff, as they come on stream
  • customisation of workbooks to suit your needs and the conduct of a series of off-job training sessions to complement the work-based system.

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10.  Timeframe

As negotiated: but could be  

  • Month 1 drafting of Recognition Kit and Learning Journal for the qualification based on a focus group within Employment ACT to customise the draft resources, including activities relevant to the off-job programs
  • Month 1-2 development of workbooks and the conduct of a series of off-job training sessions to complement the work-based system
  • Month 2-3 an RPL process for all experienced personnel
  • Month 2- 12 or 18 implementation of the Learning Journal for less experienced staff and for new staff, as they come on stream

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11.Costings

Very competitive pricing, as a work based system and some materials have already been developed so you only pay for customisation.

Contact

Paul Nixon

or

Graham Evans or by phoning 02 6207 4951 or 0418 243 876

 
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